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Mark M Dzikowski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-05-14
TX RA APPROVED_RES 2009-04-07
  • FL RA
    APPROVED
    Since 2009-05-14
  • TX RA
    APPROVED_RES
    Since 2009-04-07

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2009 Present
Bank Of America, N.A. Jacksonville FL 06/2011 Present
Previous Registrations
  • 2005-09-28 → 2008-08-05
    Td Ameritrade, Inc.
    Jacksonville, FL
    Ponte Vedra Beach, FL
  • 2006-05-08 → 2008-08-05
    Td Ameritrade Investment Management, Llc
    Ponte Vedra Beach, FL
  • 2003-11-20 → 2004-08-05
    Invest Financial Corporation
    Waycross, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-01
S63 Uniform Securities Agent State Law Examination 1997-11-10
  • S65 Uniform Investment Adviser Law Examination
    2000-03-01
  • S63 Uniform Securities Agent State Law Examination
    1997-11-10
Other Names
  • Mark Michael Dzikowski

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
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SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
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