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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-12
  • NJ RA
    APPROVED
    Since 2026-08-12

Branch Locations

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 09/1997 04/2018
Morgan Stanley & Co. Llc New Yor NY 04/2018 11/2022
Morgan Stanley New York NY 09/2025 07/2026
Mufg Ny, Ny NJ 01/2024 01/2025
Mr. Fix It Chatham NJ 01/2023 12/2023
Mr. Fix It Chatham NJ 02/2025 05/2025
Gronda Media East Rutherford NJ 06/2025 08/2025
Td Bank N.A. Ramsey NJ 08/2026 Present
Td Private Client Wealth Llc Ramsey NJ 08/2026 Present
  • 09/1997 → 04/2018
    Citigroup Global Markets Inc.
    New York, NY
  • 04/2018 → 11/2022
    Morgan Stanley & Co. Llc
    New Yor, NY
  • 09/2025 → 07/2026
    New York, NY
  • 01/2024 → 01/2025
    Mufg
    Ny, Ny, NJ
  • 01/2023 → 12/2023
    Mr. Fix It
    Chatham, NJ
  • 02/2025 → 05/2025
    Mr. Fix It
    Chatham, NJ
  • 06/2025 → 08/2025
    Gronda Media
    East Rutherford, NJ
  • 08/2026 → Present
    Td Bank N.A.
    Ramsey, NJ
  • 08/2026 → Present
    Ramsey, NJ
Previous Registrations
Other Businesses

*662274 - 1021 Grand LLC; Investment related: Yes; Hoboken, New Jersey; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2007; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    2025-07-22
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • Kevin Brodbeck
  • Kevin James Brodbeck
  • Kevin J Brodbeck

View on SEC IAPD

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