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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-10-06 |
Branch Locations
180 West Olentangy Street Suite B, Powell, OH 43065 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2008 | Present |
ATTORNEY, LIMITED USE OF NOTARY PUBLIC LICENSE, SEPTEMBER 1997, ONE HOUR PER MO., 0 COMPENSATION. POTENTIAL PARTICIPATION IN LIFE SETTLEMENT TRANSACTIONS THROUGH COMPANY APPROVED LIFE SETTLEMENT BROKER, 11/2017, 1 HR PER MONTH, 10,000 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-09 |
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