David Gerard Mcgarel

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-05-18

IL RA
APPROVED

Since 2011-05-18

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Lisle	IL	08/1997	Present

08/1997 → Present

First Trust Portfolios L.P.

Lisle, IL

Other Businesses

OTHER BUSINESS NAME: CBOE VEST GROUP INC. LOCATION: 1765 GREENSBORO STATION PLACE. TOWER 1, 9TH FLOOR, MCLEAN, VIRGINIA 22102. NATURE OF BUSINESS: A HOLDING COMPANY FOR CBOE VEST FINANCIAL LLC, AN SEC REGISTERED INVESTMENT ADVISOR. POSITION OR TITLE: DIRECTOR. RESPONSIBILITIES: SITTING ON THE BOARD OF DIRECTORS. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 2 TOTAL/2 DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-06-28

S63 Uniform Securities Agent State Law Examination

2006-06-28

Designations

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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