Cory Matthew Dowell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 05/2020
  Sandford C. Bernstein
  Dallas, TX
• 05/2020 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2004-08-19 → 2020-05-27
  Alliancebernstein L.P.
  Dallas, TX
  Dallas, TX
• 2003-01-22 → 2004-08-06
  Strategic Advisers Llc
  Westlake , TX

Other Businesses

1) United Way of Tarrant County/ investment related?:yes / 1500 N Main St., Suite 200, Texas, 76164 US/ Charity/ Responsibility for updating and adhering to the organization's investment policy statement, selection of banking and investment managers and advising on asset allocation and cash flow management./ start date: 7/1/2020/ time reqd during working hours? : yes 2) Name of Business: Rockin Riddle Ranch, LLC./ Address: 6609 Cedar Grove Drive North Richland HillsTexas United States 76182./ Investment Related: No./ Nature: Provide liability protection and operational ease of managing a family farm in Pontotoc County, Oklahoma./ Role: Proprietor / owner./ Duty: Manage the operations of a family farm/ranch that is primarily for recreational use by my family. I also currently manage the sale of hay on the property to generate a small amount of income./ Start Date: 9/1/2015./ Hours Devoted: No. 3) Century Oak PK, LLC, This LLC is primarily for liability protection and management of our personal use only lake house located in Texas. There are no business activities or rental income associated with this entity, Proprietor / owner, Operate family lake house, start date-7/14/2022, TexasUnited States-76182.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-02
• S63 Uniform Securities Agent State Law Examination
  1997-10-28

Designations

• Certified Financial Planner