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Michael Jeffrey Hathaway

Epsilon Financial Group, Inc.

Fairfield, CA

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Current Employers
Epsilon Financial Group, Inc.

2801 Waterman Blvd., Suite 250, Fairfield, CA 94534 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-04
  • CA RA
    APPROVED
    Since 2020-01-04

Branch Locations

2801 Waterman Blvd., Suite 250, Fairfield, CA 94534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc San Jose CA 12/2017 08/2018
Self Employed San Jose CA 06/2013 09/2017
The Prudential Insurance Company Of America San Jose CA 04/2018 08/2018
Epsilon Financial Group Fairfield CA 10/2018 Present
  • 12/2017 → 08/2018
    Pruco Securities, Llc
    San Jose, CA
  • 06/2013 → 09/2017
    Self Employed
    San Jose, CA
  • 04/2018 → 08/2018
    The Prudential Insurance Company Of America
    San Jose, CA
  • 10/2018 → Present
    Epsilon Financial Group
    Fairfield, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
S63 Uniform Securities Agent State Law Examination 1997-10-14
  • S66 Uniform Combined State Law Examination
    2018-03-08
  • S63 Uniform Securities Agent State Law Examination
    1997-10-14
Other Names
  • Michael Jeffrey Hathaway
  • Michael Hathaway

View on SEC IAPD

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Other Offices

SOLANO WEALTH ADVISORS · FAIRFIELD, CA
FIRST COMMAND ADVISORY SERVICES · Fairfield, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, CA
FIRST COMMAND ADVISORY SERVICES · Fairfield, CA
EDWARD JONES · Fairfield, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, CA
LPL FINANCIAL LLC · FAIRFIELD, CA
OSAIC WEALTH, INC. · FAIRFIELD, CA

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