Michael Jeffrey Hathaway

Employer firm

Epsilon Financial Group, Inc. CRD 111990

$626M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 08/2018
  Pruco Securities, Llc
  San Jose, CA
• 06/2013 → 09/2017
  Self Employed
  San Jose, CA
• 04/2018 → 08/2018
  The Prudential Insurance Company Of America
  San Jose, CA
• 10/2018 → Present
  Epsilon Financial Group
  Fairfield, CA

Previous Registrations

• 2018-05-21 → 2018-08-30
  Pruco Securities, Llc.
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-03-08
• S63 Uniform Securities Agent State Law Examination
  1997-10-14

Other Names

• Michael Jeffrey Hathaway
• Michael Hathaway