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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-06-26 |
| GA | RA | APPROVED | 2013-03-04 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 03/2013 | Present |
1) 1954 JG II, LLC; Tampa, Florida; Charity; This LLC was formed for asset protection to hold Jose Gaspar Pirate Ship owned by the main entity under my original approval; Member of Board of directors; First Lieutenant / Treasurer - I am a treasurer in name only as I am not responsible for any audit or managing of day to day books or records. I am not on the official board of directors as I am filling a role with YMKG for 1 year as this is an opportunity to learn more about how the Krewe works and if interested I have opportunity to submit my name to be voted on to join the board after this year as first lieutenant / treasurer; Start date - 1/5/2026 ///
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-14 |
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