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Glen Daniel Mulligan

Equitable Advisors, LLC

Morristown, NJ

Chatham, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-06-08
  • NJ RA
    APPROVED
    Since 2018-06-08

Branch Locations

10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Chatham NJ 01/2016 Present
Self Employed Sarasota FL 01/2015 Present
Self Employed Morristown NJ 10/2016 Present
Axa Advisors Llc New York NY 06/2018 06/2020
Equitable Advisors, Llc New York NY 06/2018 Present
  • 01/2016 → Present
    Self Employed
    Chatham, NJ
  • 01/2015 → Present
    Self Employed
    Sarasota, FL
  • 10/2016 → Present
    Self Employed
    Morristown, NJ
  • 06/2018 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 06/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

01/2016-present, Music Instructor, Chatham NJ, 40 hours/month teaching music; 01/2015-present, rental vacation property, Sarasota, FL, 8 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
S63 Uniform Securities Agent State Law Examination 1999-03-11
  • S66 Uniform Combined State Law Examination
    2018-06-04
  • S63 Uniform Securities Agent State Law Examination
    1999-03-11
Other Names
  • Glen D Mulligan

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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