Kathleen Carol Yanelli

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 11/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2005 → 11/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 12/2024 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2005-03-28 → 2024-12-09
  Cambridge Investment Research Advisors, Inc.
  Glendale, CA
  Newport Beach, CA
  Glendale, CA
  Seal Beach, CA
• 1999-06-18 → 2005-03-28
  Cambridge Investment Research, Inc.
  Newport Beach, CA
  Glendale, CA
  Glendale, CA
  West Des Moines, IA
  Seal Beach, CA

Other Businesses

1) KATHLEEN YANELLI, SEAL BEACH CA, 06/1996, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0 HR/MO, 0 HR/MO TRADING 2) GONDAR AVE-RENTAL, LAKEWOOD CA, 02/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 3) MARINER WEALTH ADVISORS, 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REP; START DATE: 12/2024; 40 HRS/WK DURING SECURITIES HOURS. MSEC LLC; 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REG REP; START DATE 12/2024; 40 HRS/WK DURING SECURITIES HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-02
• S63 Uniform Securities Agent State Law Examination
  1997-11-24

Other Names

• Kathleen C Yanelli
• Kathleen Carol Cotherbailey
• Kathleen Allen
• Kathleen Cother
• Kathleen Bailey