Best Investors Account Sign in

Mark Harvey Kraus

Commonwealth Financial Network

Bloomington, IN

Palm Coast, FL

Neptune Beach, FL

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
IN RA APPROVED 2018-09-10
FL RA APPROVED 2018-08-13
  • TX RA
    APPROVED
    Since 2026-03-25
  • IN RA
    APPROVED
    Since 2018-09-10
  • FL RA
    APPROVED
    Since 2018-08-13

Branch Locations

357 E. Winslow Road, Bloomington, IN 47401 • United States

4 Concorde Lane Suite 1, Palm Coast, FL 32137 • United States

Neptune Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Jacksonville FL 09/1997 03/2017
Ifs Planning Strategies, Llc Palm Coast FL 09/2010 10/2019
Innovative Financial Solutions, Inc. Palm Coast FL 09/2010 Present
Mml Investors Services, Llc Palm Coast FL 03/2017 08/2018
Commonwealth Financial Network Waltham MA 08/2018 Present
  • 09/1997 → 03/2017
    Msi Financial Services, Inc.
    Jacksonville, FL
  • 09/2010 → 10/2019
    Ifs Planning Strategies, Llc
    Palm Coast, FL
  • 09/2010 → Present
    Innovative Financial Solutions, Inc.
    Palm Coast, FL
  • 03/2017 → 08/2018
    Mml Investors Services, Llc
    Palm Coast, FL
  • 08/2018 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2017-04-06 → 2019-10-21
    Ifs Planning Strategies, Llc
    Palm Coast, FL
  • 2017-03-25 → 2018-08-23
    Mml Investors Services, Llc
    Bloomington, IN
    Palm Coast, FL
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Palm Coast, FL
    Jacksonville, FL
    Bloomington, IN
    Palm Coast, FL
  • 2002-01-22 → 2015-01-02
    New England Securities
    Chicago, IL
    Palm Coast, FL
    Palm Coast, FL
    Jacksonville, FL
    Palm Coast, FL
    Chicago, IL
Other Businesses

Fixed Insurance Sales; Approximately 3% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-10
S63 Uniform Securities Agent State Law Examination 1997-09-26
  • S65 Uniform Investment Adviser Law Examination
    2001-11-10
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
Designations

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
WELLINGTON INVESTMENT ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
&PARTNERS
LPL FINANCIAL LLC
MODERN CAPITAL ADVISORS, LLC
KESTRA ADVISORY SERVICES, LLC

Other Investors

MALCOLM MCGIBBON WEBB
HIU CHING CHAN
JOHN ROBERT SCHUMAN
WAYNE ROBERT SCHUMAN
THOMAS OLIVER STRANGE
PAUL ELLIOTT BULLOCK
DOUGLAS ALAN UMMEL
Matthew Slade Krugman

Other Offices

OSAIC WEALTH, INC. · Bloomington, IN
OSAIC WEALTH, INC. · BLOOMINGTON, IN
J.P. MORGAN SECURITIES LLC · BLOOMINGTON, IN
WELLINGTON INVESTMENT ADVISORS · BLOOMINGTON, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bloomington, IN
&PARTNERS · Bloomington , IN
LPL FINANCIAL LLC · BLOOMINGTON, IN
MODERN CAPITAL ADVISORS, LLC · Bloomington, IN

More in Bloomington, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor