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Henry Lequence Smith

Hv Capital Advisors LLC

Dallas, TX

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Current Employers
Hv Capital Advisors Llc

2775 Villa Creek Drive Suite 217, Dallas, TX 75234 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-08-07
TX RA APPROVED 2012-09-17
  • VA RA
    APPROVED
    Since 2014-08-07
  • TX RA
    APPROVED
    Since 2012-09-17

Branch Locations

2775 Villa Creek Drive Suite 217, Dallas, TX 75234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hv Capital Advisors Llc Dallas TX 05/2012 Present
Previous Registrations
  • 2010-03-15 → 2012-09-07
    Brokersxpress Llc
    Chicago, IL
    Newbury Park, CA
    Dallas, TX
  • 2009-01-30 → 2010-03-18
    Evolve Securities, Inc.
    Austin, TX
    Dallas, TX
  • 2006-04-14 → 2007-10-30
    Southwest Texas Capital, L.L.C
    Plano, TX
    Plano, TX
    Plano, TX
  • 2003-02-03 → 2005-11-04
    Hilltop Securities Inc.
    Dallas, TX
  • 1998-08-31 → 2003-01-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-28
  • S66 Uniform Combined State Law Examination
    1998-08-28
Other Names
  • Henry L Smith

View on SEC IAPD

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