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Donald Dong Young Kim

Positive Delta Asset Management LLC

Los Angeles, CA

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Current Employers
Positive Delta Asset Management Llc

520 S. Grand Ave. Suite 1070, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

520 S. Grand Ave. Suite 1070, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gemstone Los Angeles CA 03/2000 Present
  • 03/2000 → Present
    Gemstone
    Los Angeles, CA
Other Businesses

NAME: GEMSTONE, NOT INVESTMENT RELATED, CONSULTING SERVICE COMPANY FOR SMALL BUSINESSES, PRINCIPAL, APPROXIMATELY 15 HOURS/MONTH, 3 DURING SECURITIES TRADING HOURS. DUTIES INCLUDE MANAGING CONSULTING ASSIGNMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-04
S63 Uniform Securities Agent State Law Examination 1997-11-21
  • S65 Uniform Investment Adviser Law Examination
    2011-03-04
  • S63 Uniform Securities Agent State Law Examination
    1997-11-21
Other Names
  • Donald Young Kim
  • Donald Young Kim

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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