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Michael Lee Benson

Ubs Financial Services Inc.

Kansas City, MO

Weehawken, NJ

Kansas City, MO

Overland Park, KS

CRD 2944554

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-06-07
MO RA APPROVED 2006-12-07
  • KS RA
    APPROVED
    Since 2023-06-07
  • MO RA
    APPROVED
    Since 2006-12-07

Branch Locations

700 West 47Th Street, Kansas City, MO 64112 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Kansas City MO 09/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
S65 Uniform Investment Adviser Law Examination 2001-04-24
S63 Uniform Securities Agent State Law Examination 1998-07-13
  • S66 Uniform Combined State Law Examination
    2006-12-06
  • S65 Uniform Investment Adviser Law Examination
    2001-04-24
  • S63 Uniform Securities Agent State Law Examination
    1998-07-13

View on SEC IAPD

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