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CRD 2944221
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2015-08-22 |
| NJ | RA | APPROVED | 2008-03-04 |
Branch Locations
44 West Route 59, Nanuet, NY 10954 • United States
26 North Middletown Road, Pearl River, NY 10965 • United States
1 Lake Rd West #1, Congers, NY 10920 • United States
179 S Main St, New City, NY 10956 • United States
70 Canal Street, Ellenville, NY 12428 • United States
61 Paramus Road Ste 116, Paramus, NJ 07652 • United States
Clifton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Nanuet | NY | 03/2008 | Present |
| Webster Bank | Nanuet | NY | 09/2021 | Present |
1. 09/03/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date: 09/03/2021. 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-29 |
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