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Kristian Alejandro Kerr

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-13
SC RA APPROVED 2023-11-13
  • CA RA
    APPROVED
    Since 2023-11-13
  • SC RA
    APPROVED
    Since 2023-11-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Francisco CA 05/2017 03/2023
Comerica Bank Auburn Hills MI 01/2017 05/2017
Umemployed New York NY 06/2016 12/2016
Lpl Financial Llc Fort Mill SC 04/2023 Present
  • 05/2017 → 03/2023
    Citigroup
    San Francisco, CA
  • 01/2017 → 05/2017
    Comerica Bank
    Auburn Hills, MI
  • 06/2016 → 12/2016
    Umemployed
    New York, NY
  • 04/2023 → Present
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-12
S66 Uniform Combined State Law Examination 1999-12-14
  • S65 Uniform Investment Adviser Law Examination
    2023-11-12
  • S66 Uniform Combined State Law Examination
    1999-12-14
Other Names
  • Kristian Alejandro Kerr
  • Kristian A Kerr

View on SEC IAPD

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