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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-12 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Summit | NJ | 06/2016 | 06/2018 |
| Simplicity Group Holdings | Summit | NJ | 06/2018 | Present |
| The Leaders Group Inc | Littleton | CO | 04/2024 | Present |
| Simplicity Wealth | Summit | NJ | 03/2019 | Present |
We Ventures, LLC; Address 4 Colt Road, Summit, NJ 07901; Responsibilities/Duties: Agency for personal life insurance sales/producer. ; Position/Title - Managing Member; Start Date - 09/12/2024; Investment Related: no; Hours per month devoted during trading hrs: 1; Hours per month devoted outside trading hrs: 0 TLG Advisors; Address: 26 W Dry Creek Cir., Suite 800 Littleton, CO; Responsibilities/Duties: Board Member; Position/Title: Board Member; Start Date: 01/01/2024; Investment Related: yes; Hours per month devoted during trading hrs: 1; Hours per month devoted outside trading hrs: 0 The Leaders Group; Address: 26 W Dry Creek Cir #800, Littleton, CO 80120; Responsibilities/Duties: Registered Representative; Position/Title: Registered Representative; Start Date: 04/2024; Investment Related: yes; Hours per month devoted during trading hrs: 0 ; Hours per month devoted outside trading hrs: 1 661 Main Ave LLC; Address: 4 Colt Road Summit NJ 07901; Responsibilities/Duties: Rental property; Position/Title: Managing member; Start Date: 07/05/2022; Investment Related: no; Hours per month devoted during trading hrs: 0 ; Hours per month devoted outside trading hrs: 1 Simplicity Group; Address: 475 Springfield Avenue, Summit, NJ 07901; Responsibilities/Duties: Sales, Invt Rel, Insurance business; Position/Title: EVP; Investment Related: yes; Start Date: 01/01/2018; Hours per month devoted during trading hrs 160 hrs Dennis M Lafferty Family Trust; 403 Kenli Lane, Brielle, NJ 08730; Act as a co-trustee; Investment Related: yes; 8/11/2021; Hours per month devoted during trading hrs 0; Hours per month outside trading hours: 1 McCann Family Foundation, Inc; 4 Colt Road Summit NJ 07901;Managing Director; Not investement related; 1/22/2024; Hours per month devoted during trading hrs-0; Hours per month outside trading hrs-1; Family Charitable Foundation. CoachArt; 515 South Flower Street 18th & 19th Floors, Los Angeles, CA 90071; Board Member; Not investment related; 05/2026; Hours per month devoted during trading hrs-0; Hours per month outside trading hrs-1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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