John Raymond Buoni

Employer firm

Sovereign Financial Group, Inc. CRD 294314

$1.08B regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2023-07-07

DE RA
APPROVED

Since 2023-07-07

Branch Locations

Wilmington, DE • United States

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	West Chester	PA	05/2006	05/2023
Sovereign Financial Group, Inc.	Wilmington	DE	05/2023	Present

05/2006 → 05/2023

Janney Montgomery Scott Llc

West Chester, PA
05/2023 → Present

Sovereign Financial Group, Inc.

Wilmington, DE

Previous Registrations

2006-05-19 → 2023-06-02

Janney Montgomery Scott Llc

West Chester, PA
2004-01-01 → 2006-05-30

Pnc Wealth Management Llc

Newton Square, PA

Newton Square, PA
2003-06-09 → 2004-01-01

J.J.B. Hilliard, W.L. Lyons, Llc

Newtown Square, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-11-25

S66 Uniform Combined State Law Examination

1997-11-25

Designations

Chartered Financial Consultant

View on SEC IAPD