Spencer Farris Murchison

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-03-10 → 2011-01-28
  Wfg Advisors, Lp
  Houston, TX
• 2005-05-25 → 2009-03-11
  Stanford Group Company
  Houston, TX
  Houston, TX
• 1998-08-18 → 2005-05-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Other Businesses

1) SYNERGY WEALTH MANAGEMENT, 950 ECHO LN STE 370, HOUSTON, TX, 2/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. IN REL - 2/WK - 2/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/12/2011 3) SYNERGY WEALTH MANAGEMENT, 950 Echo Lane Suite 370, Houston TX 77024-2786, United States, 07/29/2025, Agent, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-28
• S63 Uniform Securities Agent State Law Examination
  1998-01-16