Michael Wayne Chinn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 01/2020
  Nationwide Securities, Inc.
  Virginia Beach, VA
• 08/2008 → 01/2020
  Nationwide
  Stafford, VA
• 01/2020 → Present
  Lpl Financial, Llc
  Chesapeake, VA

Previous Registrations

• 2008-08-01 → 2020-01-14
  Nationwide Securities, Llc
  Newport News, VA
  Virginia Beach, VA
  Stafford, VA
  Glen Allen, VA
  Midlothian, VA
  Chester, VA
  Carrollton, VA
  Newport News, VA
  Virginia Beach, VA
  Midlothian, VA
  Fredericksburg, VA
  Yorktown, VA
• 2004-04-05 → 2008-08-01
  1717 Capital Management Company
  Virginia Beach, VA
  Virginia Beach, VA
  Virginia Beach, VA
• 1999-03-19 → 2004-01-06
  Morgan Stanley Dw Inc.
  Denver, CO

Other Businesses

1)02/2005 - DBA for LPL Business (entity for LPL business) - PRIVATE WEALTH RESOURCES INC. - 100% - INVESTMENT RELATED - CHESAPEAKE, VA 23321 2)04/2019 - Non-Variable Insurance - MICHAEL CHINN - 0% - INVESTMENT RELATED - CHESAPEAKE, VA 23321

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-15
• S63 Uniform Securities Agent State Law Examination
  1997-10-13