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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-28
MD RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2015-04-28
  • MD RA
    APPROVED
    Since 1999-01-01

Branch Locations

5550 Sterett Pl Ste 216, Columbia, MD 21044 • United States

Laurel, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Business Ownership; TMCH, LLC; Owner; Real Estate; 5550 Sterrett Place, Suite 216 Columbia, MD 21044, ,; Investment-Related; 08/25/2007; 0 hours per month; 0 during trading hours. Outside Employment; Washington Wizards; Team Attendant/Ballboy -; ; 601 7th Street Washington, DC 20004, ,; ; 10/25/1988; 20 to 39 hours per month; / Washington Mystics; Team Attendant/Ballboy -; ; 601 7th Street, Washington, DC 20004, ,; ; 05/01/2004; 10 to 19 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-30
S65 Uniform Investment Adviser Law Examination 1997-11-14
  • S63 Uniform Securities Agent State Law Examination
    1998-03-30
  • S65 Uniform Investment Adviser Law Examination
    1997-11-14

View on SEC IAPD

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