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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-04
  • CA RA
    APPROVED
    Since 2022-01-04

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

511 N H St Suite B, Lompoc, CA 93436 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Lompoc CA 02/2002 09/2018
Raymond James Financial Services Advisors, Inc. Lompoc CA 01/2010 09/2018
Stillman Capital Group Lompoc CA 02/2002 04/2017
Vivid Financial Management, Inc. Orcutt CA 10/2018 01/2022
Mutual Securities, Inc. Camarillo CA 10/2018 01/2022
Lpl Financial, Llc Orcutt CA 01/2022 06/2025
Wealth Enhancement Group Lompoc CA 01/2022 Present
Wealth Enhancement Advisory Services Lompoc CA 01/2022 Present
Wealth Enhancement Brokerage Services Lompoc CA 01/2022 Present
  • 02/2002 → 09/2018
    Raymond James Financial Services
    Lompoc, CA
  • 01/2010 → 09/2018
    Lompoc, CA
  • 02/2002 → 04/2017
    Stillman Capital Group
    Lompoc, CA
  • 10/2018 → 01/2022
    Vivid Financial Management, Inc.
    Orcutt, CA
  • 10/2018 → 01/2022
    Mutual Securities, Inc.
    Camarillo, CA
  • 01/2022 → 06/2025
    Lpl Financial, Llc
    Orcutt, CA
  • 01/2022 → Present
    Wealth Enhancement Group
    Lompoc, CA
  • 01/2022 → Present
    Wealth Enhancement Advisory Services
    Lompoc, CA
  • 01/2022 → Present
    Wealth Enhancement Brokerage Services
    Lompoc, CA
Previous Registrations
Other Businesses

1) 2000 - Notary - Erika Culwell - Not Investment Related - 1% - Lompoc, CA 93436 2) 01/07/2022 - Wealth Enhancement Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2022 - 200 Hours Per Month - Time Spent 80% - I provide investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-03
  • S63 Uniform Securities Agent State Law Examination
    2000-01-03
Designations
  • Certified Financial Planner
Other Names
  • Erika Anjanette Mercer
  • Erika Anjanette Culwell
  • Erika Landon
  • Erika Culwell

View on SEC IAPD

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