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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-06 |
| GA | RA | APPROVED | 2006-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albany | GA | 06/2006 | Present |
(1) 04/28/2006: Flo-Rob - Family Business - NOT INV REL - At Reported Business Location(s) - Farming, timber, and real estate businesses - 1% Time Spent (2) 04/24/2007: Robert L. Leach - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Blue cross blue shield agent - 1% Time Spent (3) 01/26/2009: Phoebe Putney - Community, Civic and Charitable Board - NOT INV REL - At Reported Business Location(s) - Phoebe Foundation local hospital board. Quarterly meetings - No Time Spent (4) 05/07/2015: Leach Family Properties - Real Estate Rental - INV REL - Start 05/01/2015 - 2618 E Doublegate Drive, Albany, GA 31721 - Rental Condo 4701 Seaside Villas, Panama City Beach, FL 32408 - 1 Hr/Mo; 0 Hours During Securities Trading (5) 07/06/2015: Renasant Financial Services - DBA for LPL Business (entity for LPL business) - Renasant Financial Services - INV REL - Start 07/01/2015 - 2829 Old Dawson Road, Suite 110, Albany, GA 31707 - Full Investment brokerage services - 800 Hr/Mo; 8 Hours During Securities Trading (6) 12/28/2015: Fluff n fold - business owner - NOT INV REL - Start 12/16/2015 - 2539 Stuart Ave. Albany, Ga 31707 - co-owner of Laundromat. No office space with security business - 2 Hr/Mo; 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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