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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07

Branch Locations

2 Maxwell Dr. Apt. 124, Sleepy Hollow, NY 10591 • United States

42-40 Bell Blvd Suite 501, Bayside, NY 11361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jonathan Kanovsky Tax & Accounting Servi Bayside NY 01/1985 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2005 Present
  • 01/1985 → Present
    Jonathan Kanovsky Tax & Accounting Servi
    Bayside, NY
  • 11/2004 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2005 → Present
    Fairfield, IA
Other Businesses

1) JK FINANCIAL,42-40 BELL BLVD.,STE #601,BAYSIDE,NY, 8/2005 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 1/TRADING. 2) FIREFIGHTER SERGIO VILLANEUVA SOCCER FOUNDATION (NON-INVESTMENT RELATED), 214-11 NORTHERN BLVD., STE. 200, BAYSIDE, NY 11361; BEGAN 6/06; DEVOTES 10 HRS/WK 0/TRADE. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) JK GROUP TAX & ACCOUNTING INC, 42-40 Bell Blvd., Suite #601, Bayside NY 11361, 09/1985, Owner, Tax Services, NIR, 160 HR/MO, 24 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-15

View on SEC IAPD

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