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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Company | Columbus | OH | 10/1995 | Present |
| Wells Fargo Advisors Llc | Plano | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 11/2016 | Present |
TRINITY123.COM, LLC DBA TRINITY LANDSCAPING, NOT INV RELATED, OAK POINT, TX, 100% OWNERSHIP, START 1/6/2015, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDSCAPING. RENTAL PROPERTY, INV. RELATED, LITTLE ELM, TX, 100% OWNERSHIP, START DATE 7/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY; INV. RELATED; OAK POINT, TX; 100% OWNERSHIP; START DATE 11/1/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; DRESDEN, OH; 50% OWNERSHIP; START DATE 9/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER. TROSKY EDTECH INC; INV RELATED; LOOMIS, CA; 1.5% OWNERSHIP; START DATE 8/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; CO-OWNER BASEBALL ACADEMICS COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-20 |
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