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Michael Gregory Moore

Robert W. Baird & Co. Incorporated

Florham Park, NJ

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-12
NJ RA APPROVED 2017-03-10
  • FL RA
    APPROVED
    Since 2017-06-12
  • NJ RA
    APPROVED
    Since 2017-03-10

Branch Locations

200 Campus Drive Ste 170, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 03/2017
Robert W Baird & Co Milwaukee WI 03/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Morristown, NJ
  • 11/2016 → 03/2017
    Wells Fargo Clearing Services, Llc
    Morristown, NJ
  • 03/2017 → Present
    Robert W Baird & Co
    Milwaukee, WI
Previous Registrations
  • 2008-01-01 → 2017-03-13
    Wells Fargo Clearing Services, Llc
    Morristown, NJ
    Morristown, NJ
  • 2004-01-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Moristown, NJ
    St. Louis, MO
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-14
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S66 Uniform Combined State Law Examination
    2004-01-14
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24
Designations
Other Names
  • Michael G Moore

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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