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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Greenville | WI | 06/2016 | 11/2017 |
| Securities Service Network | Greenville | WI | 11/2017 | 09/2020 |
| Securities America, Inc. | Greenville | WI | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Greenville | WI | 09/2020 | 06/2024 |
| Engels And Lautenschlager | Greenville | WI | 11/2009 | Present |
| Osaic Wealth, Inc. | Greenville | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Greenville | WI | 06/2024 | Present |
1. SECOND GENERATION PROPERTIES POSITION: owner NATURE: Own the building I work in INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2009 ADDRESS: N1726 Hyacinth lane, Greenville WI 54942 DESCRIPTION: Owner of building 2. ENGELS FINANCIAL SERVICES POSITION: Insurance Agent NATURE: Life insurance and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2025 ADDRESS: N1726 Hyacinth Lane, Greenville WI 54170, United States DESCRIPTION: Sell Term Life and Fixed Annuities 3. Ryan C. Engels POSITION: OWNER NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1997 DESCRIPTION: selling fixed insurance products as well as Variable annuities 4. Trustee POSITION: TRUSTEE NATURE: TRUSTEE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 0101/2004 DESCRIPTION: Review and maintain the account. Make adjustments/exchanges when needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-18 |
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