Matthew Han Dudley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Glendale, AZ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Glendale, AZ

Previous Registrations

• 2008-12-18 → 2011-01-03
  Wells Fargo Investments, Llc
  Scottsdale, AZ
  Glendale, AZ
  Glendale, AZ
  Peoria, AZ
• 2005-12-07 → 2008-12-09
  Chase Investment Services Corp.
  Scottsdale, AZ
  Scottsdale, AZ
  Cave Creek, AZ
• 2005-03-30 → 2005-11-09
  Ncw Advisory Services, A General Partnership
  Monterey, CA
• 2005-05-10 → 2005-09-23
  Fsc Securities Corporation
  Monterey, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-01

Other Names

• Matt Han Dudley