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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-02-06 |
| TX | RA | APPROVED_RES | 2025-11-12 |
| IA | RA | APPROVED | 2002-04-15 |
Branch Locations
6165 Nw 86Th St Ste 239, Johnston, IA 50131 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-25 |
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