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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-17 |
| SC | RA | APPROVED | 2020-03-17 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp | San Diego | CA | 08/2005 | 08/2019 |
| Wells Fargo Fund Distributors, Llc | Charlotte | NC | 02/2020 | Present |
| United Event Services | Columbia | SC | 05/2019 | Present |
| Lpl Financial, Llc | Fort Mill | SC | 03/2020 | Present |
1. 3/23/2020 - United Event Services - Not Investment Related - PO Box 9918, Columbia SC 29290 - Outside/W-2 Employment - Security Guard - Started 5/10/2019 - 24 Hours Per Month/8 Hours During Securities Trading - Time Spent 1% - The event occurs one month per year (May) and the event is generally three days. 2) 04/28/2025 - Collector's Nexus - Not Investment Related - Online retail store - None - Start Date : 04/25/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-26 |
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