Best Investors
Account
Sign in
Best Investors
Account
Sign in
6 Knoll Lane Suite B, Mill Valley, CA 94941 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-24 |
| TX | RA | APPROVED_RES | 2021-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 11/2009 | 06/2021 |
| Securities America Advisors, Inc. | Merrillville | IN | 02/2010 | 06/2021 |
| Aspirean Wealth, Llc | Mill Valley | CA | 06/2021 | Present |
EXECUTIVE PLANNING GROUP POSITION: Principal NATURE: Rental account for real estate property owned INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2000 ADDRESS: 160 Rail Rd, Suite 4, Chesterton IN 46304, United States DESCRIPTION: Real estate property I own and rent LEGACY ADVISORS AGENCY POSITION: Agent NATURE: LEGACY ADVISORS WEALTH MANAGEMENT/ INSURANCE SALES --PRESIDENT - INVESTMENT RELATED- START DATE: 12/1997 LOCATED AT 160 Rail Rd Suite 4 Chesterton, IN 46304 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/1997 ADDRESS: 160 Rail Rd, Suite 4, Chesterton IN 46304, United States DESCRIPTION: Periodic life insurance sales when appropriate to manage client risks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-08 |
Reach out to this advisor