Michael Robert Harvey

Current Employers

Employment History

• 07/2016 → 09/2017
  Unemployed
  Austin, TX
• 09/2017 → Present
  Lpl Financial, Llc
  San Antonio, TX
• 09/2017 → Present
  Strategic Financial Concepts, Llc
  San Antonio, TX

Previous Registrations

• 2010-05-01 → 2012-07-10
  Columbia Management Investment Advisers, Llc
  Austin, TX
  Minneapolis, MN
  Boston, MA
• 2005-12-01 → 2010-05-01
  Bofa Advisors, Llc
  Boston, MA

Other Businesses

1. 9/7/2017 - NFA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/23/2018 - Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 09/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 20% - I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 09/01/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-30
• S63 Uniform Securities Agent State Law Examination
  1997-09-29