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Nicole Lauree Trottier-Rogers

Raymond James & Associates, Inc.

Portland, ME

Saco, ME

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2016-03-09
  • ME RA
    APPROVED
    Since 2016-03-09

Branch Locations

Two Portland Square, 7Th Floor, Portland, ME 04101 • United States

Saco, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Portland ME 03/2016 Present
  • 03/2016 → Present
    Raymond James & Associates
    Portland, ME
Previous Registrations
  • 2014-01-21 → 2016-03-10
    Cetera Investment Advisers Llc
    Saco, ME
  • 2011-06-02 → 2014-01-21
    Cetera Investment Services Llc
    Saco, ME
  • 2009-11-17 → 2010-05-28
    Td Wealth Management Services Inc.
    Portland, ME
  • 2005-09-14 → 2009-11-17
    Cetera Investment Services Llc
    Portland, ME
  • 2003-06-11 → 2005-09-02
    Ubs Financial Services Inc.
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2000-11-27
Other Names
  • Nicole L Trottier
  • Nicole Lauree Trottier

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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