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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-08-02 |
| TX | RA | APPROVED | 2021-08-02 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Clayton | MO | 05/2011 | 07/2021 |
| Stifel Nicolaus & Co Inc | Frontenac | MO | 08/2021 | Present |
1. Mo Jeanne Properties LLC; 1481 Mason Valley Road, St Louis, MO 63131; Commercial Rental Property; Manager; Assist in locating and managing investment properties; 08/13/2021; 3 Hours per Month; During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-15 |
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