Todd Stephen Smith

Employer firm

Lifeworks Advisors, LLC CRD 288255

$967M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 07/2017
  Advisers Investment Management, Inc.
  Colorado Springs, CO
• 01/2014 → 09/2024
  Level 5 Financial, Llc
  Colorado Springs, CO
• 06/2024 → Present
  Lifeworks Advisors, Llc
  Colorado Springs, CO

Previous Registrations

• 2016-05-04 → 2024-09-04
  Level 5 Financial, Llc
  Colorado Springs, CO
• 2010-04-27 → 2017-07-18
  Advisers Investment Management, Inc.
  Woodland Park, CO
  Colorado Springs, CO
  Montrose, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Castle Rock, CO
  Colorado Springs, CO
• 2003-12-12 → 2005-02-17
  Vanguard Advisers, Inc.
  Valley Forge, PA

Other Businesses

1) Licensed insurance agent; Investment-related; 102 S Tejon St, Suite 1100, Colorado Springs, CO 80903; Insurance sales; Recommendation of insurance products; Approx. 5% of time per month 2) Level 5 Family Office, LLC and Level 5 Growth Strategies, LLC; Not investment-related; 102 S Tejon St, Suite 1100, Colorado Springs, CO 80903; President and CEO; Financial planning services; Provision of risk management solutions; Start date: 04/2022; Hours/month: 8 3) Unity Spiritual Center of the Rockies; Not-investment related; 1945 Mesa Rd, , Colorado Springs, CO. 80904; Board member; Treasurer; Financial and business consulting advice; Start date: 03/2024; Hours/month: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-04
• S63 Uniform Securities Agent State Law Examination
  1997-11-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Todd S Smith
• Todd Stephen Smith