Frederick Allen Williams

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-03-09

MO RA
APPROVED

Since 2022-03-09

Branch Locations

Wright City, MO • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	St. Louis	MO	07/2014	12/2022
Charles Schwab & Co., Inc.	Wright City	MO	11/2021	Present

07/2014 → 12/2022

Scottrade

St. Louis, MO
11/2021 → Present

Charles Schwab & Co., Inc.

Wright City, MO

Previous Registrations

2019-03-14 → 2022-12-12

Td Ameritrade Investment Management, Llc

St. Louis, MO
2019-03-14 → 2022-10-14

Td Ameritrade, Inc.

St. Louis, MO

Omaha, NE

St Louis, MO

St Louis, MO

Omaha, NE

Lone Tree, CO

St. Louis, MO
2010-08-05 → 2011-11-14

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-03

S66 Uniform Combined State Law Examination

2010-08-03

Other Names

Frederick Allen Williams

View on SEC IAPD