Allen Neal Huggins

Current Employers

Employment History

• 08/1997 → Present
  Verity Asset Mgmt
  Durham, NC
• 06/2011 → 11/2025
  Verity Investments, Inc.
  Durham, NC
• 08/1997 → Present
  Verity Financial
  Durham, NC
• 11/2025 → Present
  The Leaders Group Dba Simplicity Investments
  Summit, NJ

Previous Registrations

• 2005-02-11 → 2011-07-29
  Verity Investments, Inc.
  Durham, NC
  Wilmington, NC

Other Businesses

1.) FIT-4 - 10/1/23 - 980 Town Center Drive, Wilmington, NC 28405 - Group Fitness Instructor, Group Fitness Instructor, Not Invt Rel, Fitness business, 2 hrs/mo; 2 hrs/mo (during trading hours). 2.) O2 - 10/1/23 - 1315 Independence Blvd, Wilmington, NC 28405 - Group Fitness Instructor, Group Fitness Instructor, Not Invt Rel, Fitness business, 2 hrs/mo; 2 hrs/mo (during trading hours). 3.) O2G LLC - 10/1/23 - 1315 Independence Blvd, Wilmington, NC 28405 - Group Fitness Instructor, Group Fitness Instructor, Not Invt Rel, Fitness vusiness, 2 hrs/mo; 2 hrs/mo (during trading hours). 4.) VERITY ASSET MGMT - 7/1/11 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Investment Advisory Services, Invt Rel, RA business, 170 hrs/mo; 170 hrs/mo (during trading hours). 5.) VERITY FINANCIAL - 8/1/97 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Sales of insurance & annuity products, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 6.) GALLO PINTO - 7/1/00 - 412 Market St, Wilmington, NC 28401 - President & Treasurer, Paperwork, Not Invt Rel, Holding company, 1 hr/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-10
• S63 Uniform Securities Agent State Law Examination
  1997-09-30