Barbara Ann Davis

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Manchester, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  New Durham, NH

Previous Registrations

• 2013-09-04 → 2021-07-01
  Ameriprise Financial Services, Llc
  Newton, MA
  Williamstown, MA
  Palo Alto, CA
  Vernon, CT
  Manchester, NH
• 2010-01-13 → 2013-09-09
  Ubs Financial Services Inc.
  Hartford, CT
  Weehawken, NJ
  Hartford, CT
  Weehawken, NJ
• 2005-11-22 → 2006-12-06
  Banc Of America Investment Services, Inc.
  Hartford, CT
• 2002-04-03 → 2005-11-21
  Morgan Stanley Dw Inc.
  Hartford, CT

Other Businesses

Outside Employment; The Halpin Company; RP Delegate - Supporting Field RP in supervision of financial advisors,; Assisting Field RP in supervising financial advisors; 111 Riverwalk Way, , Manchester, NH, 03101; Investment-Related; 10/19/2020; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-06