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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-20
TX RA APPROVED 2025-02-19
  • IL RA
    APPROVED
    Since 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-19

Branch Locations

32 E. 1St Street, Suite 200, Hinsdale, IL 60521 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hinsdale IL 10/2015 02/2025
Raymond James Financial Services Advisors Inc Hinsdale IL 11/2015 02/2025
Fhfp, Llc Dba Ferguson Hill Wealth Management Hinsdale IL 10/2015 Present
Non-Variable Insurance Agent Hinsdale IL 12/2016 02/2025
Lpl Financial Llc Hinsdale IL 02/2025 Present
  • 10/2015 → 02/2025
    Raymond James Financial Services, Inc.
    Hinsdale, IL
  • 11/2015 → 02/2025
    Hinsdale, IL
  • 10/2015 → Present
    Fhfp, Llc Dba Ferguson Hill Wealth Management
    Hinsdale, IL
  • 12/2016 → 02/2025
    Non-Variable Insurance Agent
    Hinsdale, IL
  • 02/2025 → Present
    Hinsdale, IL
Previous Registrations
Other Businesses

1 - 02/2025 - FHFP, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour/Month - 1 Hour During Trading - IL 60521 - OBA Start Date: 10/23/2015. 2 - 02/2025 - Ferguson Hill Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 1 Hour/Month - 1 Hour During Trading - At Reported Business location(s). 3 - 02/2025 - JV Investor LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour/Month - 1 Hour During Trading - IL 60527 - OBA Start Date: 10/26/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S66 Uniform Combined State Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
Designations
Other Names
  • Jay D Ferguson

View on SEC IAPD

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