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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-05 |
| TX | RA | APPROVED | 2024-09-05 |
| RI | RA | APPROVED | 2023-12-22 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
I*4509270, Entity Type: , Name of OBA: Republican Town Committee, Bridgewater, MA, Address: Bridgewater, Massachusetts, 02324, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 04/24/2025, No Hours: 30 Monthly, No Hours during Trading: 0 Monthly, Duties: I was nominated by one of the Committee members to serve as Vice Chair; a motion was made to second the nomination, then approved by the rest of the committee. The committee generally meets once per month for approximatley 2 hours. As a committee member, I contribute annual dues and am able to vote on how funds are used. Recent examples of fund appropriation would be approval of a spot in the town parades or a booth and a town event such as Autumn Fest. The purpose of the committee is to discuss local/state issues and may result in the endorsement of a local/state candidate. As Vice Chair, my primary duty is to run the meetings in the abscence of the committee Chair.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
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