Leslie Ann Lauer

Current Employers

Employment History

• 01/2006 → 08/2023
  Ubs
  Atlanta, GA
• 08/2023 → Present
  Rbc Capital Markets, Llc
  Atlanta, GA

Previous Registrations

• 2006-05-02 → 2023-08-29
  Ubs Financial Services Inc.
  Atlanta, GA
  Atlanta, GA
  Columbus, OH
  Atlanta, GA

Other Businesses

(1) Intervine Inc. / 851 Napa Valley Corporate Way, Ste G, Napa, CA 94558 / United States / No / Company / www.intervineinc.com / Food, Beverages & Tobacco / They are a wine distributor. Clients include the airlines and cruise lines. They are 100% ESOP owned with 30 employees / Member of Board of directors / I will have 4, 4 hour meetings annually. / Yes, as chair of the committee; member of the compensation committee, finance committee and the board responsible for reviewing budget and strategic plans / No / Start Date 9/20/2019 (2) NAME OF ENTITY: Rental Property ADDRESS: 11550 Evergreen Charlevioux MI 49720 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property START DATE: 09.16.20 CAPACITY: Other DUTIES: rental property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Fleetwood Group ADDRESS: 11832 James Street Holland MI 49424 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: K-12 Furniture Manufacturing CAPACITY: Board of Directors * START DATE: 07/01/2007 DUTIES: review financial performance and strategic plans HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 (4) NAME OF ENTITY: Exit Planning Institute ADDRESS: 27881 Clemens Rd A, Westlake OH 44145 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Teach ESOP segment of the CEPA curriculum. START DATE: 03.02.20 CAPACITY: Other DUTIES: teach ESOP portion of the CEPA program HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2006-04-07