Jeffrey Donor Barrera

Current Employers

Employment History

• 09/2009 → 11/2025
  Raymond James Financial Services
  Lakewood, CA
• 12/2011 → Present
  Tax & Wealth Management, Llc
  Cypress, CA
• 09/2009 → 11/2025
  Raymond James Financial Services Advisors, Inc
  Lakewood, CA
• 11/2025 → Present
  Miramontes Capital, Llc
  Newport Beach, CA
• 11/2025 → Present
  Balanced Security Planning, Inc.
  Newport Beach, CA

Previous Registrations

• 2009-09-04 → 2025-12-19
  Raymond James Financial Services Advisors, Inc
  Lakewood, CA
  Cypress, CA
• 2009-05-02 → 2009-09-04
  Chase Investment Services Corp.
  Lakewood, CA
• 2007-01-09 → 2009-05-02
  Wamu Investments, Inc.
  Lakewood, CA
  Fullerton, CA

Other Businesses

(1)Name of Business: NA Address: 4501 Cerritos Ave Ste 202, Cypress, CA, 90630, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 05/31/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide Notary Service to clients and non-clients (2)Name of Business: Pro-Active Managing Partners, LLC Address: 9152 Julie Beth St. , Cypress, CA, 90630, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/07/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (3)Name of Business: Retirement By Design, Inc. Address: 4501 Cerritos Ave Ste 202, Cypress, CA, 90630, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Officer - President Investment Related: No Start Date: 06/15/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, Founder, President (4) Name of Business: Tax & Wealth Management, LLC. Address: 4501 Cerritos Ave Ste 202, Cypress, CA, 90630, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 12/01/2011 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Enrolled Agent | Tax Preparer (5) Name of Business: Miramontes Capital, LLC. Address: 4510 Cerritos Ave. Suite 202, Cypress, CA 90630. Investment Related. Investment Adviser Representative. November 2025. 160 hours per month. Provide Investment Advisory services

Exams

• S66 Uniform Combined State Law Examination
  2008-07-05
• S63 Uniform Securities Agent State Law Examination
  1997-11-10

Other Names

• Jeff Barrera