Michael Robert Mcconnell

Current Employers

Employment History

• 01/2001 → Present
  Mcconnell Rothman & Co P.C.
  Hingham, MA
• 07/2002 → 10/2019
  1St Global Capital Corp
  Hingham, MA
• 10/2002 → 10/2019
  1St Global Advisors, Inc.
  Hingham, MA
• 09/2002 → Present
  Mcconnell & Co.
  Hingham, MA
• 10/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Hingham, MA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Hingham, MA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Hingham, MA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Hingham, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Hingham, MA
• 2002-10-16 → 2019-10-25
  1St Global Advisors Inc
  Hingham, MA

Other Businesses

1) MCCONNELL & CO., INC PRIVATE CLIENTS GROUP POSITION: PRESIDENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 08/15/2002 ADDRESS: Hingham MA , United States DESCRIPTION: Provide financial services to clients 2) HERITAGE MORTGAGE CO, INC POSITION: MANAGER NATURE: MORTGAGE COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/01/1998 ADDRESS:Hingham MA , United States DESCRIPTION: 10% OF TIME DEVOTED TO BUSINESS; HELP WITH MANAGEMENT DECISIONS. 3) BOARD OF TRUSTEE OF CONDO ASSOCIATION POSITION: TRUSTEE NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2006 ADDRESS: Hingham MA 02043, United States DESCRIPTION: HOA 4) LIFE INSURANCE POSITION: AGENT NATURE: Crump Life Insurance Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2012 ADDRESS: Hingham MA 02043, United States DESCRIPTION: Selling agent 5) MCCONNELL & CO. POSITION: PRESIDENT NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2002 DESCRIPTION: CPA firm 6) MCCONNELL & CO., INC. WEALTH MANAGEMENT POSITION: President NATURE: financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/29/2016 ADDRESS: Hingham MA , United States DESCRIPTION: Provide financial services to clients 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/1/2026; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2002-09-13
• S63 Uniform Securities Agent State Law Examination
  1999-11-04

Other Names

• Mike Mcconnell