Jeremy Paul

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 11/2017
  National Planning Corporation D/B/A Rlp Wealth Advisors, Llc
  New York, NY
• 10/2019 → Present
  Perigon Wealth Management, Llc
  Boca Raton, FL
• 01/2001 → 12/2019
  Rlp Wealth Advisors, Llc
  Boca Raton, FL
• 10/2017 → 12/2019
  Rlp Wealth Advisors
  Boca Raton, FL
• 11/2017 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2017-11-14 → 2020-01-17
  Rlp Wealth Advisors, Llc
  Ridgewood, NJ
• 2016-10-06 → 2019-10-11
  Bluesky Investment Management, Llc
  Boca Raton, FL
• 2017-11-09 → 2017-12-31
  Rlp Wealth Advisors, Llc
  Boca Raton, FL
  Ridgewood, NJ
• 2005-11-30 → 2017-11-09
  National Planning Corporation
  Boca Raton, FL
  New York, NY
  El Segundo, CA
  Ridgewood, NJ
• 2016-09-01 → 2016-12-31
  Bluesky Investment Management, Llc
  Boca Raton, FL
  Boca Raton, FL
  Ridgewood, NJ
• 2001-01-22 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  New York, NY

Other Businesses

[1.] Mr. Paul is dually registered with Perigon Wealth Management, LLC ("Perigon") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Paul has served as an investment advisor representative for Perigon since 11/2019 and as a registered representative with PKS since 10/2017. Business is conducted from 5355 Town Center Road, Suite 204, Boca Raton, FL 33486. Approximately 90% of Mr. Paul's time is spent overseeing business development and client service, including portfolio review and recommendations, and the balance as a registered representative. [2.] National Cancer Center, Inc. Not investment-related; 88 Sunnyside Blvd Plainview, NY 11803; Board Member; One hour monthly, during trading hours. [3.] Licensed Insurance Agent; Not investment related; 5355 Town Center Road, Suite 204, Boca Raton, FL 33486; Insurance Sales; 11/2002; one hour per month during securities trading hours. Insurance sales and reviews.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-31
• S63 Uniform Securities Agent State Law Examination
  1997-10-27

Designations

• Certified Financial Planner