Richard Elson Lloyd

Current Employers

Employment History

• 09/2014 → Present
  Lpl Financial Llc
  Orland Park, IL
• 02/1980 → Present
  R. Lloyd & Company, Ltd.
  Orland Park, IL
• 09/2014 → Present
  Highpoint Advisor Group, Llc
  Orland Park, IL

Previous Registrations

• 2014-10-02 → 2021-12-31
  Highpoint Planning Partners
  Orland Park, IL
  Downers Grove, IL
• 2003-01-24 → 2014-09-30
  Vsr Financial Services, Inc.
  Orland Park, IL
  Overland Park, KS
  Overland Park, KS
  Orland Park, IL
• 2000-06-21 → 2003-02-07
  The Masters, Inc.
  Orland Park, IL

Other Businesses

1. 09/30/2014: R. LLOYD & COMPANY, LTD - 15127 S 73RD AVE, ORLAND PARK, IL 60462 - TAX PREP/ACCOUNTING/CPA - START 02/11/1980 - 50% OF TIME SPENT - PRESIDENT. FULL SERVICE ACCOUNTING FIRM. 2. 11/03/2014 - MARIE L. LLOYD REVOCABLE TRUST DTD - INV REL - 8418 THORNGATE CT, ORLAND PARK, IL 60462 - ACT IN A FIDUCIARY CAPACITY - START 08/31/2012 - CO-TRUSTEE 3. 01/09/2015: HIGHPOINT ADVISOR GROUP, LLC - INV REL - 15127 S 73RD STE E ORLAND PARK IL 60462 - REGISTERED INVESTMENT ADVISOR DBA: LLOYD WEALTH ADVISORS - START 08/02/2014 4. 01/09/2015: HIGHPOINT ADVISOR GROUP, LLC - INV REL - 2001 BUTTERFIELD ROAD STE 1000 DOWNERS GROVE IL 60515 - REGISTERED INVESTMENT ADVISOR HYBRID - START 08/2014 - IAR 5. 06/10/2015: LLOYD WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 10/01/2014 - 120 HR/MO 80 DURING SECS TRDG HRS - ADVISORY SERVICES 6. 10/25/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/05/2022 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-16
• S63 Uniform Securities Agent State Law Examination
  1997-09-18