Vipul Mallick

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 02/2013 → Present
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA

Previous Registrations

• 1998-07-16 → 2013-02-21
  Equitable Advisors, Llc
  New York, NY
  New York, NY

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-30/TRADING. 02/15/13. 2. VIPUL MALLICK, 333 SEVENTH AVE, STE1802, NEW YORK NY, INDEPENDENT INSURANCE AGENT, 333 SEVENTH AVE, NEW YORK, NY, 01/1998. VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-0/TRADING. 3. NY BIO HEALTHCARE PVT LIMITED, BLDG 5, TOWER B, DLF CYBER CITY, GURGAON, HARYANA INDIA, BOARD MEMBER DIRECTOR, DISTRIBUTOR FOR DISPOSABLE MEDICAL DEVICES, 02/01/20, NIR- 4 HR/MO- 0/TRADING HR. 4. KUBAIR WEALTH ADVISORS, 12 Almadera Dr, Wayne NJ, 2/2013, PRESIDENT, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 160 HR TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-30
• S63 Uniform Securities Agent State Law Examination
  1997-09-03

Other Names

• Paul Mallick
• Vipul Mallick
• Vipul R Mallick