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Margie Lynn Smith

Wells Fargo Clearing Services, LLC

Meridian, MS

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-06-22
  • TX RA
    APPROVED_RES
    Since 2011-06-22

Branch Locations

2115 5Th St Ste A, Meridian, MS 39301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Meridian MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Meridian MS 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-11
  • S63 Uniform Securities Agent State Law Examination
    1999-03-11
Other Names
  • Margie Lynn Fuller
  • Margie L Smith

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
EAGLE STRATEGIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM BRADFORD REYNOLDS
Robert Samuel Ford
John Derek Glicco
CHRISTOPHER WADE ISOM
Mary Jane Malone
RICHARD LAMAR HAMNER
Michael Jay Jenkins
ELLIS GERALD MITCHELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Meridian, MS
EDWARD JONES · MERIDIAN, MS
EAGLE STRATEGIES LLC · MERIDIAN, MS
EDWARD JONES · MERIDIAN, MS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MERIDIAN, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Merdian, MS
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MERIDIAN, MS
EDWARD JONES · MERIDIAN, MS

More in Meridian, MS

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