Gino Russo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2022
  Adifo Ucap
  New York, NY
• 02/2022 → 02/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2022 → 02/2023
  Northwestern Mutual Investment Services Llc
  Carlsbad, CA
• 04/2022 → 02/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2023 → Present
  Massmutual
  Springfield, MA
• 08/2023 → Present
  Mml Investors Services, Llc
  San Marcos, CA
• 02/2023 → 07/2023
  Unemployed
  San Marcos, CA

Previous Registrations

• 2022-02-25 → 2022-12-22
  Northwestern Mutual Investment Services, Llc
  Carlsbad, CA
• 2019-05-29 → 2021-03-16
  Ucap Americas
  San Marcos, CA
  Miami, FL
• 2019-05-29 → 2020-09-30
  Adi Dassler Family Office Llc
  San Marcos, CA
  New York, NY
• 2018-03-28 → 2018-12-31
  Adi Dassler International Family Office Usa Limited Partnership
  Carlsbad, CA
  Miami, FL
• 2011-06-22 → 2016-08-02
  Oppenheimer & Co. Inc.
  Newport Beach, CA
  San Diego, CA
• 2009-09-15 → 2011-07-01
  Lpl Financial Llc
  San Marcos, CA
  San Diego, CA
  San Marcos, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-14
• S63 Uniform Securities Agent State Law Examination
  1997-11-10

Other Names

• Gino Russo