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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-31 |
| TX | RA | APPROVED | 2018-08-22 |
| NJ | RA | APPROVED | 2018-08-17 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
845 Texas Avenue, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 08/2018 |
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-21 |
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