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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

512 Main St S Suite 100, Cambridge, MN 55008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2007 Present
Newton Financial Solutions Cambridge MN 08/2007 Present
Other Businesses

1. Co-Owner, 512 South Main, LLC, a private entity created for owning and managing a commercial office property; as of 06/01/2008, 0% of time spent during business hours, Conducted at branch location; Investment related. 2. Fixed Insurance Sales, as of 12/1997, 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-22
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S66 Uniform Combined State Law Examination
    2006-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05

View on SEC IAPD

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