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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
512 Main St S Suite 100, Cambridge, MN 55008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2007 | Present |
| Newton Financial Solutions | Cambridge | MN | 08/2007 | Present |
1. Co-Owner, 512 South Main, LLC, a private entity created for owning and managing a commercial office property; as of 06/01/2008, 0% of time spent during business hours, Conducted at branch location; Investment related. 2. Fixed Insurance Sales, as of 12/1997, 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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