Matthew Peter Mckenna

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 06/2020
  Royal Alliance Associates
  New Milford, NJ
• 06/2020 → 07/2025
  Ameriprise Financial Services, Llc
  West Orange, NJ
• 07/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2020-06-17 → 2025-08-11
  Ameriprise Financial Services, Llc
  West Orange, NJ
  Dumont, NJ
• 2007-01-09 → 2020-06-19
  Osaic Wealth, Inc.
  New Milford, NJ
  West Orange, NJ
• 2005-01-03 → 2006-05-01
  Wells Fargo Clearing Services, Llc
  New Milford, NJ
  Tenafly, NJ

Other Businesses

Board of Directors; NJ Wrestling Official Association NE Chapter; President; No Address, , City, NJ, 7628; Not Investment-Related; 09/15/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; High School Wrestling Official; Official - Officiate high school wrestling; ; No Address, , City, NJ, 7628; Not Investment-Related; 12/18/2010; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-23
• S63 Uniform Securities Agent State Law Examination
  1998-01-07

Other Names

• Matthew Mckenna